Custody

Depending on each and every client's individual need, Serie Wealth is able to custody assets at:

• LPL Financial - LPL was founded with a revolutionary vision: Help financial professionals build competitive businesses while they served their clients’ best interests. And more than 30 years later, that remains true of LPL today. Building on that foundation, LPL offers comprehensive support for financial professionals across the spectrum of our industry: from independent financial advisors to financial institutions, from local advisor teams to large-scale RIA firms, from fully autonomous business owners to advisors employed by LPL.
• Fidelity - With a 75-year track record, Fidelity is one of the most respected and diversified financial companies in the United States. Fidelity’s Clearing & Custody Solutions® works with nearly 13,500 advisory firms and brokers across the country and oversees $4 trillion in assets under administration (as of June 30, 2021). Its innovative technology, platforms and investments solutions are highly regarded by both investment professionals and investors.
• Charles Schwab - Charles Schwab is a full service broker with more than and is the 7th largest banking institution in the United States with over 8.5 trillion in client assets. It had 29.0 million active brokerage accounts, 2.1 million corporate retirement plan participants, 1.5 million banking accounts, and $8.5 trillion in client assets as of Feb 7, 2022